David C. Carmichael
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Curry Carmichael JR was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1979. David had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 1992 - November 6, 1995
FIRST POTOMAC INVESTMENT SERVICES, INC.
May 30, 1990 - November 14, 1990
DOMINICK & DICKERMAN LLC
April 27, 1988 - April 25, 1989
CAREY JAMISON & COMPANY
April 15, 1985 - April 16, 1988
GRUNTAL & CO., L.L.C.
February 17, 1984 - April 26, 1985
CITIGROUP GLOBAL MARKETS INC.
August 18, 1981 - December 20, 1983
LEHMAN BROTHERS INC.
January 22, 1981 - January 29, 1982
JOHN MUIR & CO.
May 1, 1979 - February 6, 1981
KUHNS BROTHERS & LAIDLAW, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST POTOMAC INVESTMENT SERVICES, INC.
CRD#: 24066 / SEC#: , 8-40894
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
