Kurt D. Bottoms
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kurt Douglas Bottoms was a registered financial professional .
Kurt is a previously registered financial professional and started their career in finance in 1979. Kurt had worked at 6 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 1988 - February 4, 1992
BRITSON INVESTMENTS, INC.
June 14, 1985 - August 21, 1987
THOMSON MCKINNON SECURITIES INC.
March 14, 1984 - April 24, 1985
E. F. HUTTON & COMPANY INC
June 30, 1981 - January 19, 1984
DREXEL BURNHAM LAMBERT INCORPORATED
September 14, 1979 - August 20, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 1, 1979 - November 1, 1979
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
BRITSON INVESTMENTS, INC.
CRD#: 14328 / SEC#: , 8-30542
Contact information
Documents
Red Flags
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