Robert K. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Kenneth Young, who also goes by Young Kenneth Robert Kenneth, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1979. Robert had worked at 12 firms and has passed the Series 63, Series 72, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2020 - May 2, 2023
AMERIVET SECURITIES, INC.
May 2, 2005 - June 21, 2018
JEFFERIES LLC
March 26, 2002 - March 17, 2004
DEALERWEB LLC
October 5, 1999 - December 22, 1999
STERNE, AGEE & LEACH, INC.
November 14, 1989 - March 30, 1999
MORGAN STANLEY DW INC.
May 31, 1989 - October 7, 1989
THOMSON MCKINNON SECURITIES INC.
July 25, 1987 - July 18, 1989
NATWEST CAPITAL MARKETS SECURITIES INC.
April 28, 1986 - September 18, 1986
PERSHING LLC
June 27, 1983 - November 22, 1983
LEHMAN BROTHERS INC.
December 10, 1981 - August 4, 1983
RUSSELL & CO
August 13, 1980 - December 26, 1981
LEHMAN BROTHERS INC.
January 31, 1980 - July 27, 1980
UBS FINANCIAL SERVICES INC.
November 8, 1979 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
May 1, 1979 - October 28, 1979
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationCurrent Firm
AMERIVET SECURITIES, INC.
CRD#: 34786 / SEC#: , 8-46478
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
