Madeline R. Sabato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Madeline Rose Sabato, who also goes by Madeline Rose Lettieri, was a registered financial professional .
Madeline is a previously registered financial professional and started their career in finance in 1979. Madeline had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2012 - June 12, 2018
J.P. MORGAN SECURITIES LLC
October 1, 2012 - June 12, 2018
J.P. MORGAN SECURITIES LLC
September 12, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 12, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
June 1, 2009 - September 11, 2012
MORGAN STANLEY
June 1, 2009 - September 11, 2012
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
February 21, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
February 21, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
June 5, 2003 - February 15, 2006
CHASE INVESTMENT SERVICES CORP.
June 5, 2003 - February 15, 2006
CHASE INVESTMENT SERVICES CORP.
December 31, 2001 - April 23, 2003
CHARLES SCHWAB & CO., INC.
October 16, 1995 - April 23, 2003
CHARLES SCHWAB & CO., INC.
February 1, 1995 - September 25, 1995
FISERV INVESTOR SERVICES, INC.
January 29, 1992 - February 1, 1995
CAPITAL BROKERAGE CORPORATION
March 22, 1991 - January 13, 1992
WALL STREET ACCESS
February 12, 1990 - March 21, 1991
ROYAL HUTTON SECURITIES CORP.
August 31, 1987 - February 12, 1990
INVEST FINANCIAL CORPORATION
June 24, 1985 - March 9, 1987
LEHMAN BROTHERS INC.
October 20, 1980 - August 8, 1985
E. F. HUTTON & COMPANY INC
August 15, 1979 - November 17, 1980
JANNEY MONTGOMERY SCOTT LLC
May 1, 1979 - August 27, 1979
JII SECURITIES INC.
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/2/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 392 |
| Civil Event | 9 |
| Arbitration | 143 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
