Kevin P. Cleary

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CRD#: 865178

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Patrick Cleary, who also goes by Kevin Cleary, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1979. Kevin had worked at 16 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE and Series 7 exams.

Aliases

Kevin Cleary

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 13, 2026 - September 17, 2026

CABRERA CAPITAL MARKETS, LLC

CRD#: 10081

NEW YORK, NY

Past

January 24, 2024 - June 6, 2025

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

June 5, 2019 - January 19, 2024

STONEX FINANCIAL INC.

CRD#: 45993

NEW YORK, NY

Past

January 7, 2019 - May 8, 2019

WILLIAM BLAIR

CRD#: 1252

NEW YORK, NY

Past

September 21, 2018 - November 30, 2018

HUNT FINANCIAL SECURITIES

CRD#: 169919

Rye Brook, NY

Past

October 3, 2017 - September 17, 2018

SAMUEL A. RAMIREZ & COMPANY, INC.

CRD#: 6963

NEW YORK, NY

Past

June 23, 2016 - September 25, 2017

LOOP CAPITAL MARKETS LLC

CRD#: 43098

NEW YORK, NY

Past

March 9, 2015 - November 30, 2015

CANACCORD GENUITY LLC

CRD#: 1020

NEW YORK, NY

Past

October 10, 2007 - March 10, 2015

R.W.PRESSPRICH & CO.

CRD#: 26460

NEW YORK, NY

Past

March 29, 2006 - October 9, 2007

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 10, 2005 - March 31, 2006

KNIGHT LIBERTAS LLC

CRD#: 124790

GREENWICH, CT

Past

November 21, 2000 - January 5, 2005

CRT CAPITAL GROUP LLC

CRD#: 28830

STAMFORD, CT

Past

July 24, 1998 - November 29, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 23, 1995 - May 18, 1998

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

March 4, 1987 - January 23, 1995

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

May 1, 1979 - December 24, 1986

E. F. HUTTON & COMPANY INC

CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 11/18/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Status Unavailable

Passed: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Status Unavailable

Passed: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 4/21/1979

General Securities Representative Examination

Current Firm

CABRERA CAPITAL MARKETS, LLC

CABRERA CAPITAL MARKETS, INC. | FIRST SECURITIES CORPORATION | CABRERA CAPITAL MARKETS, LLC

CRD#: 10081 / SEC#: , 8-26406

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

227 W. Monroe St. Suite 3000, Chicago, IL 60606

Mailing Address

227 W. Monroe St. Suite 3000, Chicago, IL 60606

Phone number

(312) 236-8888

Established

Delaware since 04/10/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CABRERA CAPITAL, LLC	OWNER
RCF-CABRERA HOLDINGS, INC.	OWNER
AGUILAR, ROBERT LUIS	PRESIDENT	4860643
CABRERA, MARTIN [NMN] JR	CEO	2504167
WORF, JEFF ALLEN	CHIEF COMPLIANCE OFFICER	1416591

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin P. Cleary

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OPPENHEIMER & CO. INC.

STONEX FINANCIAL INC.

WILLIAM BLAIR

HUNT FINANCIAL SECURITIES

SAMUEL A. RAMIREZ & COMPANY, INC.

LOOP CAPITAL MARKETS LLC

CANACCORD GENUITY LLC

R.W.PRESSPRICH & CO.

RBC CAPITAL MARKETS, LLC

KNIGHT LIBERTAS LLC

CRT CAPITAL GROUP LLC

UBS FINANCIAL SERVICES INC.

J.P. MORGAN SECURITIES LLC

UBS SECURITIES LLC

E. F. HUTTON & COMPANY INC

State Registrations and Notice Filings

Exams

Series 63

Passed: 11/18/1985

Series 79TO

Passed: 1/2/2023

Series 99TO

Passed: 1/2/2023

SIE

Passed: 10/1/2018

Series 7

Passed: 4/21/1979

Current Firm

CABRERA CAPITAL MARKETS, LLC

Contact information

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CABRERA CAPITAL MARKETS, LLC

TRUST BUT VERIFY

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