AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
HA

Howard D. Armstrong

REGIONAL BROKERS
Wayne, PA
Some features on this profile are disabled
CRD#: 865141
HA

Professional summary

Howard Deane Armstrong, who also goes by Doc Armstrong, Howard Deane Armstrong, is a registered financial professional currently at REGIONAL BROKERS, INC. located in Wayne, Pennsylvania and PERKINS FUND MARKETING, L.L.C. located in Jupiter, Florida.

Howard is registered as a RR (Registered Representative) and started their career in finance in 1979. Howard has worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 14, Series 24 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Doc Armstrong | Howard Deane Armstrong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Howard Deane Armstrong's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 4, 1992 - Present

REGIONAL BROKERS, INC.

Office #2: 2510 Lockleigh Road, Jamison, PA 18929
BD
CRD#: 30392
Wayne, PA
Current

July 28, 2022 - Present

PERKINS FUND MARKETING, L.L.C.

Office #1: 1001 N Us Highway 1 Suite 204, Jupiter, FL 33477
BD
CRD#: 45642
Jupiter, FL
Current

March 14, 2024 - Present

VIGILANT DISTRIBUTORS, LLC

Office #1: Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317
BD
CRD#: 285573
Chadds Ford, PA
Current

December 13, 2024 - Present

KEEL POINT CAPITAL, LLC

Office #1: 100 Church Street Suite 500, Huntsville, AL 35801
BD
CRD#: 6769
Huntsville, AL
Past

May 19, 2022 - July 14, 2025

INVESTORLINK CAPITAL MARKETS, LLC

BD
CRD#: 311596
Wayne, PA
Past

June 3, 2021 - September 6, 2022

WILDERMUTH SECURITIES, LLC

BD
CRD#: 288416
PONTE VEDRA BEACH, FL
Past

August 22, 1986 - August 14, 1992

HARTFIELD, TITUS & DONNELLY, LLC

BD
CRD#: 7117
JERSEY CITY, NJ
Past

June 14, 1984 - July 22, 1986

HALPERT AND COMPANY, INC.

BD
CRD#: 7094
Past

May 1, 1979 - June 14, 1984

BUTCHER & SINGER INC.

BD
CRD#: 6517

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/19/1980
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/21/1979
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/21/1996
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/22/1996
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KP
KEEL POINT CAPITAL, LLC
BLUE CREEK | KPC | KEEL POINT CAPITAL, LLC | INVESTMENT & FINANCIAL SERVICES, INC. | BLUE CREEK SECURITIES, LLC | BLUE CREEK SECURITIES, INC.

CRD#: 6769 / SEC#: , 8-22990

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
100 Church Street Suite 500, Huntsville, AL 35801
Mailing Address
100 Church Street Suite 500, Huntsville, AL 35801
Phone number
(256) 704-5111
Established
Delaware since 10/24/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KEEL POINT PARTNERS, LLCSHAREHOLDER
BATES, MICHAEL LINDSAY J.D.COO/ OPERATIONS PROFESSIONAL5822091
BEATON, DANIEL STEWARTFINOP/CFO4240769
MAYES, ROBERT CARLCEO719831
PERRY, JAMES MICHAELCCO1189342
PERRY, JAMES MICHAELPRINCIPAL1189342
PERRY, JAMES MICHAELGENERAL SECURITIES PRINCIPAL1189342

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KEEL POINT CAPITAL, LLC

CRD#: 6769Wayne, PA

TRUST BUT VERIFY

Monitor Howard Armstrong

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics