Christopher A. Parenti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Anthony Parenti, who also goes by Chris Parenti, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1979. Christopher had worked at 5 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2007 - November 28, 2018
INVESTMENT ADVISORS ASSET MANAGEMENT, LLC
December 6, 2006 - May 31, 2018
OSAIC WEALTH, INC.
November 7, 1996 - December 4, 2006
INVESTMENT ADVISORS & CONSULTANTS, INC.
April 24, 1979 - November 28, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 24, 1979 - November 28, 1994
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/19/1979
Registered Representative ExaminationCurrent Firm
INVESTMENT ADVISORS ASSET MANAGEMENT, LLC
CRD#: 128716 / SEC#: 801-62575
Contact information
Red Flags
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