Andrew L. Byrnes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Louis Byrnes, who also goes by Andrew Louis Byrnes III, Andrew Louis Byrnes, Bud Byrnes, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1979. Andrew had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2019 - May 8, 2020
R.M. DUNCAN SECURITIES, INC.
September 15, 2017 - February 8, 2018
WESTERN INTERNATIONAL SECURITIES, INC.
November 4, 2009 - January 23, 2018
RH INVESTMENT CORPORATION
October 5, 2007 - October 26, 2009
HILLTOP SECURITIES INC.
March 29, 1989 - October 5, 2007
RH INVESTMENT CORPORATION
October 2, 1987 - January 4, 1989
RH INVESTMENT CORPORATION
December 30, 1982 - November 2, 1987
LEHMAN BROTHERS INC.
March 26, 1979 - March 17, 1983
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
R.M. DUNCAN SECURITIES, INC.
CRD#: 14344 / SEC#: , 8-30534
Contact information
FINRA licenses (19 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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