Charles E. Tiedebohl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Erwin Tiedebohl was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1979. Charles had worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2015 - May 31, 2017
PARK AVENUE SECURITIES LLC
September 28, 2015 - May 31, 2017
PARK AVENUE SECURITIES LLC
December 16, 2013 - September 3, 2015
HORNOR, TOWNSEND & KENT, LLC
November 5, 2013 - September 3, 2015
HORNOR, TOWNSEND & KENT, LLC
April 26, 2011 - December 20, 2013
LPL FINANCIAL LLC
April 26, 2011 - December 20, 2013
LPL FINANCIAL LLC
October 20, 2008 - April 27, 2011
M&T SECURITIES, INC.
October 20, 2008 - April 27, 2011
M&T SECURITIES, INC.
August 15, 2001 - October 3, 2008
OSAIC FA, INC.
August 6, 2001 - April 21, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 6, 2001 - October 3, 2008
OSAIC FA, INC.
November 9, 1999 - August 9, 2001
METROPOLITAN LIFE INSURANCE COMPANY
November 9, 1999 - August 9, 2001
MSI FINANCIAL SERVICES, INC.
June 25, 1997 - November 9, 1999
EQUITY SERVICES, INC.
March 14, 1990 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
March 14, 1990 - June 25, 1997
MONY SECURITIES CORPORATION
July 28, 1983 - December 31, 1995
G. R. PHELPS & CO., INC.
April 23, 1979 - October 8, 1984
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/11/1979
Registered Representative ExaminationCurrent Firm
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
