Larry D. Deaver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Douglas Deaver was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1979. Larry had worked at 12 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2013 - August 10, 2017
FAIRWAY ASSET MANAGEMENT, LLC
January 5, 2011 - August 23, 2013
LPL FINANCIAL LLC
March 2, 2010 - August 23, 2013
LPL FINANCIAL LLC
September 29, 2008 - January 26, 2010
TOWER SQUARE SECURITIES, INC.
February 10, 2004 - March 25, 2008
WELLS FARGO INVESTMENTS, LLC
February 4, 2004 - March 25, 2008
WELLS FARGO INVESTMENTS, LLC
March 26, 2003 - September 22, 2003
WELLS FARGO INVESTMENTS, LLC
February 25, 2003 - September 22, 2003
WELLS FARGO INVESTMENTS, LLC
January 5, 2000 - November 15, 2002
AON SECURITIES LLC
January 5, 1998 - December 31, 1999
WESTPORT FINANCIAL SERVICES, L.L.C.
May 1, 1997 - January 2, 1998
AON SECURITIES LLC
December 18, 1995 - May 1, 1997
ALEXANDER & ALEXANDER SECURITIES CORP.
August 22, 1994 - January 24, 1996
NEW ENGLAND SECURITIES
May 14, 1993 - October 11, 1995
JOHN HANCOCK DISTRIBUTORS LLC
September 15, 1983 - December 27, 1984
LEHMAN BROTHERS DISTRIBUTORS INC.
October 20, 1980 - September 12, 1983
WOODBURY FINANCIAL SERVICES, INC.
April 23, 1979 - September 6, 1983
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/12/1979
Registered Representative ExaminationCurrent Firm
FAIRWAY ASSET MANAGEMENT, LLC
CRD#: 146636 / SEC#: 801-134335
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 82 |
| AUM (Assets Under Management) | $ 111,907,016 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
