Greg S. Whitehead
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Greg Stewart Whitehead was a registered financial professional .
Greg is a previously registered financial professional and started their career in finance in 1979. Greg had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 5 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2009 - December 26, 2014
EATON VANCE MANAGEMENT
July 4, 2003 - December 26, 2014
EATON VANCE DISTRIBUTORS, INC.
March 19, 1996 - June 18, 1997
BERKELEY INTERNATIONAL SECURITIES CORPORATION
September 1, 1993 - March 28, 1994
FPS BROKER SERVICES, INC.
October 16, 1990 - July 27, 1993
PALMAS INVESTMENTS
December 15, 1989 - September 25, 1990
HEARTLAND INTERNATIONAL, INC.
July 21, 1986 - August 5, 1989
CONGRESS SECURITIES COMPANY
December 12, 1985 - May 21, 1986
UNITED EQUITY SECURITIES CORP.
April 5, 1984 - November 15, 1985
FRANKLIN REALTY SECURITIES CORP.
January 18, 1983 - August 3, 1984
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 16, 1979 - September 2, 1982
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/16/1981
Interest Rate Options ExaminationCurrent Firm
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,053 |
| AUM (Assets Under Management) | $ 84,879,368,900 |
Red Flags
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