Danny J. Harlow

HARLOW WEALTH MANAGEMENT

VANCOUVER, WA 98660

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CRD#: 864818

Professional summary

Danny Jess Harlow, who also goes by Danny J Harlow, is a registered financial advisor currently at HARLOW WEALTH MANAGEMENT, INC. located in Vancouver, Washington.

Danny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Danny has worked at 4 firms and has passed the Series 65, Series 63, Series 1 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Danny J Harlow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Harlow Insurance Agency - 10/2024 - Insurance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danny Jess Harlow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2009 - Present

HARLOW WEALTH MANAGEMENT, INC.

Office #1: 400 East Mill Plain Blvd. Suite 200, Vancouver, WA 98660

RIA

CRD#: 148315

VANCOUVER, WA

Past

August 2, 2007 - February 6, 2009

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

VANCOUVER, WA

Past

January 23, 2007 - February 6, 2009

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

VANCOUVER, WA

Past

October 1, 2002 - December 31, 2006

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

VANCOUVER, WA

Past

February 13, 2002 - December 31, 2006

AMERICAN GENERAL SECURITIES INCORPORATED

RIA

CRD#: 13626

VANCOUVER, WA

Past

April 17, 1979 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARLOW WEALTH MANAGEMENT, INC.

HARLOW WEALTH MANAGEMENT, INC. | NW TAX ADVISORY GROUP, INC. | NW TAX ADVISORY GROUP | NW TAX & WEALTH ADVISORY GROUP, INC. | NAME 317

CRD#: 148315 / SEC#: 801-112275

RIA

Registered Investment Advisory firm - (1/8/2018 Approved)

Arizona

Registered Investment Advisory firm - (1/10/2018 Terminated)

Oregon

Registered Investment Advisory firm - (1/10/2018 Terminated)

Washington

Registered Investment Advisory firm - (2/12/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/11/2023)

IAR

California
(3/7/2023)

IAR

Oregon
(3/5/2023)

IAR

Texas
(7/20/2018)

IAR

Washington
(2/5/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/7/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 4/7/1979

Registered Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/19/1999

Investment Company Products/Variable Contracts Principal Examination

Current Firm

HARLOW WEALTH MANAGEMENT, INC.

HARLOW WEALTH MANAGEMENT, INC. | NW TAX ADVISORY GROUP, INC. | NW TAX ADVISORY GROUP | NW TAX & WEALTH ADVISORY GROUP, INC. | NAME 317

CRD#: 148315 / SEC#: 801-112275

RIA

Registered Investment Advisory firm - (1/8/2018 Approved)

Arizona

Registered Investment Advisory firm - (1/10/2018 Terminated)

Oregon

Registered Investment Advisory firm - (1/10/2018 Terminated)

Washington

Registered Investment Advisory firm - (2/12/2018 Terminated)

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Contact information

Main Address

400 East Mill Plain Blvd. Suite 200, Vancouver, WA 98660

Mailing Address

Phone number

(360) 573-2522

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HARLOW WEALTH MANAGEMENT ADV 2A 03122025 (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,643
AUM (Assets Under Management)	$ 374,825,972

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Danny J. Harlow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danny Jess Harlow's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL EQUITY SERVICES CORPORATION

Primary Firm SEC Registration

HARLOW WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/2001

Series 63

Date: 11/7/2000

Series 1

Date: 4/7/1979

Series 26

Date: 10/19/1999

Current Firm

HARLOW WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARLOW WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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