David H. Arnold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Henry Arnold was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1979. David had worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, Series 22TO, SIE, Series 7, Series 1, Series 53 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2006 - November 23, 2021
INTERVEST INTERNATIONAL, INC.
June 10, 2002 - November 23, 2021
INTERVEST INTERNATIONAL EQUITIES CORPORATION
August 5, 1998 - June 10, 2002
CONSECO SECURITIES, INC.
May 2, 1997 - August 5, 1998
CONSECO FINANCIAL SERVICES, INC.
May 15, 1986 - March 21, 1997
CONSECO EQUITY SALES, INC.
July 16, 1984 - February 19, 1986
SECURITIES AMERICA, INC.
November 21, 1979 - May 15, 1986
VOYAGER SECURITIES, INC.
April 17, 1979 - March 6, 1980
SECURITIES MANAGEMENT & RESEARCH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 1
Date: 4/10/1979
Registered Representative ExaminationCurrent Firm
INTERVEST INTERNATIONAL, INC.
CRD#: 111516 / SEC#: 801-66615
Contact information
Regulatory assets under management
| Total Number of Accounts | 356 |
| AUM (Assets Under Management) | $ 39,933,048 |
Red Flags
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