Jack W. Teboda

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CRD#: 864760

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jack William Teboda, who also goes by Jack W Teboda, was a registered financial professional .

Jack is a previously registered financial professional and started their career in finance in 1979. Jack had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jack W Teboda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1.) TEBODA & ASSOCIATES; YES INVESTMENT RELATED; 81 MARKET ST. #5, ELGIN IL 60123; INSURANCE SALES; PRESIDENT/OWNER; START DATE 06/1978; APPROX 144 HRS/MONTH; APPROX 144 HRS/MONTH DURING TRADING; INSURANCE SALES & SERVICES. (2.) JACK TEBODA PROPERTIES; NOT INVESTMENT RELATED; 81 MARKET ST. #5, ELGIN IL 60123; RENTAL PROPERTIES; LANDLORD; START DATE 01/1995; APPROX 1 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; LANDLORD FOR BOTH RESIDENTIAL AND COMMERCIAL PROPERTIES. (3.) CYCLONE MARKETING CORP; NOT INVESTMENT RELATED; 81 MARKET ST. #5 ELGIN, IL 60123; MARKETING; PRESIDENT; START DATE 12/2014; APPROX 1 HRS/MONTH APPROX 0 HRS/ MONTH DURING TRADING; BOOKKEEPING. (4.) MERRIN LEASING CORP; NOT INVESTMENT RELATED; 81 MARKET ST. #5 ELGIN, IL 60123; LEASING; PRESIDENT; START DATE 4/2015; APPROX 0 HRS/MONTH; APPROX 1 HRS/MONTH DURING TRADING; EQUIPMENT LEASING & BOOKKEEPING.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 18, 2016 - October 27, 2022

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Elgin, IL

Past

February 6, 2012 - November 22, 2016

HARVEST INVESTMENT SERVICES, LLC

RIA

CRD#: 159390

OAKBROOK TERRACE, IL

Past

January 8, 1999 - November 28, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

ELGIN, IL

Past

October 20, 1998 - November 28, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

ELGIN, IL

Past

June 22, 1998 - October 22, 1998

THE CONCORD EQUITY GROUP, LLC

CRD#: 14569

ISELIN, NJ

Past

March 31, 1998 - August 12, 1998

EMISSARY FINANCIAL GROUP, INC.

CRD#: 44568

MENTOR, OH

Past

November 30, 1993 - March 17, 1998

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

PALM BEACH GARDENS, FL

Past

April 13, 1992 - January 29, 1993

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

April 17, 1979 - February 24, 1992

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/14/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/28/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 12/31/2004

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 1

Date: 4/7/1979

Registered Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jack W. Teboda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HARVEST INVESTMENT SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

THE CONCORD EQUITY GROUP, LLC

EMISSARY FINANCIAL GROUP, INC.

MONEY CONCEPTS CAPITAL CORP

NEW ENGLAND SECURITIES

AMERICAN GENERAL EQUITY SERVICES CORPORATION

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/1998

Series 63

Date: 9/14/1992

SIE

Date: 11/28/2016

Series 62

Date: 12/31/2004

Series 1

Date: 4/7/1979

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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