Harlan Shabshelowitz

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CRD#: 864732

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harlan Shabshelowitz was a registered financial professional .

Harlan is a previously registered financial professional and started their career in finance in 1979. Harlan had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 15, 2008 - December 31, 2015

TRUST ADVISORY GROUP LTD

RIA

CRD#: 106926

FALL RIVER, MA

Past

December 11, 2006 - December 31, 2015

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

FALL RIVER, MA

Past

January 11, 2006 - January 11, 2007

BOLTON SECURITIES CORPORATION

RIA

CRD#: 129376

BOLTON, MA

Past

August 21, 1998 - January 9, 2007

BOLTON GLOBAL CAPITAL

CRD#: 15650

FALL RIVER, MA

Past

January 25, 1991 - August 21, 1998

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SCOTTSDALE, AZ

Past

December 15, 1989 - January 24, 1991

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

May 31, 1989 - December 20, 1989

TRANSAMERICA SECURITIES SALES CORPORATION

CRD#: 17970

LOS ANGELES, CA

Past

May 31, 1989 - December 20, 1989

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

LOS ANGELES, CA

Past

January 29, 1988 - May 20, 1989

WOLFSON, ZALKIND & COMPANY, INC.

CRD#: 3796

Past

August 3, 1984 - April 24, 1987

NORTH AMERICAN INVESTMENT CORP.

CRD#: 7568

Past

April 16, 1979 - August 1, 1984

WOLFSON, ZALKIND & COMPANY, INC.

CRD#: 3796

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUST ADVISORY GROUP LTD

CRD#: 106926 / SEC#: 801-46919

RIA

Registered Investment Advisory firm - (7/25/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/25/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/1979

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 4/7/1979

Registered Representative Examination

Principal/Supervisory Exam

Series 4

Date: 4/9/1990

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/19/1989

General Securities Principal Examination

Current Firm

TRUST ADVISORY GROUP LTD

CRD#: 106926 / SEC#: 801-46919

RIA

Registered Investment Advisory firm - (7/25/1994 Approved)

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Contact information

Main Address

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243

Mailing Address

Phone number

(800) 292-2411

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAG ADV2A 072825 (7/29/2025)

Regulatory assets under management

Total Number of Accounts	1,720
AUM (Assets Under Management)	$ 494,407,359

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Harlan Shabshelowitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AGES FINANCIAL SERVICES, LTD.

BOLTON SECURITIES CORPORATION

BOLTON GLOBAL CAPITAL

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

TRANSAMERICA SECURITIES SALES CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, INC.

WOLFSON, ZALKIND & COMPANY, INC.

NORTH AMERICAN INVESTMENT CORP.

WOLFSON, ZALKIND & COMPANY, INC.

Primary Firm SEC Registration

TRUST ADVISORY GROUP LTD

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2005

Series 63

Date: 9/25/1984

SIE

Date: 12/31/2015

Series 7

Date: 12/15/1979

Series 1

Date: 4/7/1979

Series 4

Date: 4/9/1990

Series 24

Date: 7/19/1989

Current Firm

TRUST ADVISORY GROUP LTD

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUST ADVISORY GROUP LTD

TRUST BUT VERIFY

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