Joseph E. Kurczodyna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Edward Kurczodyna, who also goes by Joseph Edward Bianca, Joe K Kurczodyna, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1979. Joseph had worked at 9 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2000 - June 5, 2001
AUERBACH, POLLAK & RICHARDSON INC.
December 14, 1999 - December 19, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
March 9, 1990 - March 28, 2000
MILLS FINANCIAL SERVICES, INC.
November 13, 1989 - February 21, 1990
J. T. MORAN & CO., INC.
June 10, 1988 - October 23, 1989
TRI-BRADLEY INVESTMENTS
January 27, 1988 - May 3, 1988
CHELSEA SECURITIES, INC.
August 6, 1986 - November 9, 1987
MARSHALL DAVIS, INC.
May 21, 1985 - May 9, 1986
MILLS FINANCIAL SERVICES, INC.
July 12, 1982 - May 3, 1983
MILLS FINANCIAL SERVICES, INC.
July 28, 1980 - September 2, 1981
INTERNATIONAL SECURITIES, INC.
March 1, 1979 - August 17, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AUERBACH, POLLAK & RICHARDSON INC.
CRD#: 29824 / SEC#: , 8-44584
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AUERBACH FINANCIAL GROUP INC. | PARENT COMPANY | |
| EVISION | SHAREHOLDER | |
| BARTELS, STANLEY LEONARD | DIRECTOR OF SYNDICATE | 1011749 |
| COHEN, LEWIS HOWARD | FINOP | 1678304 |
| CONSIDINE, MICHAEL PIERCE | EXECUTIVE VP | 2789726 |
| GEORGE, MARK | SENIOR VICE PRESIDENT-SROP/DB ALEX BROWN DIVISION | 1701125 |
| REGAN, HUGH | PRESIDENT, DIRECTOR | 1254114 |
| RICH, LOUIS J | MGN DIR TRADING | 375430 |
| SANDS, JOHN KEATING | CHAIRMAN, DIRECTOR | |
| YORKE, AARON JONES IV | DIRECTOR | 701412 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
