Jerry W. Devins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Wayne Devins was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1979. Jerry had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2017 - November 2, 2017
KESTRA INVESTMENT SERVICES, LLC
July 7, 2017 - July 11, 2017
KESTRA ADVISORY SERVICES, LLC
August 25, 2014 - June 20, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 19, 2014 - June 20, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 13, 2013 - August 19, 2014
RAYMOND JAMES & ASSOCIATES, INC.
February 13, 2013 - August 19, 2014
RAYMOND JAMES & ASSOCIATES, INC.
March 23, 2004 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
May 1, 2002 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
August 14, 2000 - May 7, 2002
UBS FINANCIAL SERVICES INC.
May 15, 1997 - August 14, 2000
J.C. BRADFORD & CO.
February 12, 1993 - May 21, 1997
LPL FINANCIAL LLC
July 20, 1987 - March 2, 1993
ADVEST, INC.
March 26, 1984 - August 6, 1987
PRUDENTIAL EQUITY GROUP, LLC
February 19, 1980 - April 16, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 31, 1980 - February 25, 1980
UBS FINANCIAL SERVICES INC.
April 2, 1979 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
