Michael J. Albino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Albino, who also goes by Michael J Albino, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1979. Michael had worked at 14 firms and has passed the Series 63, SIE, Series 5, Series 15, Series 3, Series 7, Series 14, Series 8, Series 24 and Series 4 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2018 - June 30, 2026
AVANT-GARDE TRADING SECURITIES
July 8, 2008 - January 30, 2015
E*TRADE FUTURES LLC
August 31, 2006 - October 13, 2006
HARRISDIRECT LLC
September 20, 2001 - June 11, 2008
E*TRADE SECURITIES LLC
November 22, 2000 - September 14, 2001
LOCUST STREET SECURITIES, INC.
March 12, 1999 - June 2, 1999
PRIME CAPITAL SERVICES, INC.
June 12, 1997 - August 21, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED
March 27, 1997 - May 28, 1997
INSTITUTIONAL EQUITY CORPORATION
January 24, 1997 - March 20, 1997
MATRIX SECURITIES CORPORATION
October 30, 1995 - December 20, 1996
STRATTON OAKMONT INC.
June 27, 1995 - September 28, 1995
BILTMORE SECURITIES, INC.
December 6, 1993 - June 28, 1995
STRATTON OAKMONT INC.
October 14, 1993 - November 22, 1993
MAIDSTONE FINANCIAL, INC.
November 13, 1989 - August 25, 1993
CITIGROUP GLOBAL MARKETS INC.
April 2, 1979 - November 25, 1989
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/30/1985
Interest Rate Options ExaminationSeries 15
Date: 10/8/1985
Foreign Currency Options ExaminationSeries 8
Date: 12/27/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AVANT-GARDE TRADING SECURITIES
CRD#: 292119 / SEC#: , 8-70068
Contact information
FINRA licenses (50 States and Territories)
Red Flags
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