Douglas P. Tanney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Philip Tanney, who also goes by Douglas Phillip Tanney, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1979. Douglas had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2000 - October 1, 2001
EISNER SECURITIES, INC.
February 22, 1997 - July 11, 2000
SECWEST SECURITIES, INC.
July 12, 1995 - December 4, 1996
CHURCHILL SECURITIES, INC.
April 26, 1993 - May 12, 1995
BROOKSTREET SECURITIES CORPORATION
March 3, 1992 - April 23, 1993
CHURCHILL SECURITIES, INC.
October 12, 1989 - December 22, 1989
PRUDENTIAL EQUITY GROUP, LLC
October 19, 1981 - October 24, 1989
GRUNTAL & CO., L.L.C.
July 11, 1980 - November 22, 1982
BRUNS, NORDEMAN, REA & CO.
November 26, 1979 - July 2, 1980
BERNARD HEROLD & CO., INC.
April 2, 1979 - October 20, 1979
J. W. WELLER & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EISNER SECURITIES, INC.
CRD#: 40585 / SEC#: , 8-49084
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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