Harvey W. Abbott

FRONTIER FINANCIAL PARTNERS

RICHMOND, VA 23220

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CRD#: 864358

Professional summary

Harvey Worsham Abbott JR, who also goes by Harvie Worsham Abbott Jr, Harvie Worsham Abbott, is a registered financial advisor currently at FRONTIER FINANCIAL PARTNERS, LLC located in Richmond, Virginia.

Harvey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Harvey has worked at 8 firms and has passed the Series 65, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Harvie Worsham Abbott Jr | Harvie Worsham Abbott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harvey Worsham Abbott JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2010 - Present

FRONTIER FINANCIAL PARTNERS, LLC

Office #1: 2125 West Main Street, Richmond, VA 23220

RIA

CRD#: 136465

RICHMOND, VA

Past

June 1, 1992 - November 17, 2009

XTENT FINANCIAL GROUP, INC.

CRD#: 7854

RICHMOND, VA

Past

November 26, 1990 - May 15, 1992

NORTH AMERICAN FINANCIAL GROUP, INC.

CRD#: 22273

WARREN, MI

Past

May 26, 1987 - November 26, 1990

COLEMAN EDWARDS SECURITIES CORPORATION

CRD#: 18236

Past

July 25, 1985 - May 26, 1987

ANDERSON & STRUDWICK, INCORPORATED

CRD#: 48

Past

March 26, 1982 - August 2, 1985

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

Past

April 8, 1981 - March 10, 1982

ANDERSON & STRUDWICK, INCORPORATED

CRD#: 48

Past

May 13, 1980 - April 30, 1981

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

Past

April 2, 1979 - June 2, 1980

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(3/3/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 3/17/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/18/1994

General Securities Principal Examination

Current Firm

FRONTIER FINANCIAL PARTNERS, LLC

BENSON & THOMAS WEALTH MANAGEMENT, LLC | FRONTIER FINANCIAL PARTNERS, LLC

CRD#: 136465 / SEC#:

Florida

Registered Investment Advisory firm - (8/26/2011 Approved)

Kentucky

Registered Investment Advisory firm - (2/4/2011 Approved)

South Dakota

Registered Investment Advisory firm - (3/1/2021 Approved)

Tennessee

Registered Investment Advisory firm - (8/12/2005 Approved)

Texas

Registered Investment Advisory firm - (5/20/2008 Approved)

Virginia

Registered Investment Advisory firm - (3/3/2010 Approved)

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Contact information

Main Address

Aledo, TX

Mailing Address

Phone number

(615) 482-6060

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	318
AUM (Assets Under Management)	$ 44,721,563

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Harvey W. Abbott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harvey Worsham Abbott JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

XTENT FINANCIAL GROUP, INC.

NORTH AMERICAN FINANCIAL GROUP, INC.

COLEMAN EDWARDS SECURITIES CORPORATION

ANDERSON & STRUDWICK, INCORPORATED

THOMSON MCKINNON SECURITIES INC.

ANDERSON & STRUDWICK, INCORPORATED

FIRST UNION CAPITAL MARKETS CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2009

Series 7

Date: 3/17/1979

Series 24

Date: 2/18/1994

Current Firm

FRONTIER FINANCIAL PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FRONTIER FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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