Robert K. Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Kevin Burke was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 1997 - July 5, 2019
NUVEEN SECURITIES, LLC
February 3, 1995 - December 17, 1996
WELLS FARGO CLEARING SERVICES, LLC
November 29, 1991 - December 31, 1994
INVEST FINANCIAL CORPORATION
March 21, 1989 - August 5, 1991
WELLS FARGO CLEARING SERVICES, LLC
March 4, 1985 - January 9, 1989
A. G. EDWARDS & SONS, INC.
March 3, 1983 - January 9, 1989
A. G. EDWARDS & SONS, INC.
May 26, 1982 - February 2, 1983
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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