Robert C. Berry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Crittenden Berry, who also goes by Robert C Berry, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1979. Robert had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 15, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2017 - March 28, 2023
CITI PRIVATE ALTERNATIVES, LLC
August 6, 2010 - March 28, 2023
CITIGROUP GLOBAL MARKETS INC.
August 6, 2010 - March 28, 2023
CITIGROUP GLOBAL MARKETS INC.
October 1, 2008 - August 5, 2010
J.P. MORGAN SECURITIES LLC
October 1, 2008 - August 5, 2010
J.P. MORGAN SECURITIES LLC
January 15, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
January 15, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
July 20, 1994 - January 8, 2008
MORGAN KEEGAN & COMPANY, LLC
July 20, 1994 - January 8, 2008
MORGAN KEEGAN & COMPANY, LLC
August 16, 1984 - September 27, 1985
LEHMAN BROTHERS INC.
May 4, 1982 - May 14, 1982
UBS ASSET MANAGEMENT (US) INC.
January 31, 1980 - July 26, 1994
UBS FINANCIAL SERVICES INC.
April 2, 1979 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 3/20/1985
Foreign Currency Options ExaminationSeries 8
Date: 11/16/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CITI PRIVATE ALTERNATIVES, LLC
CRD#: 153777 / SEC#: 801-71561, 8-69789
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP INVESTMENT PARTNERS | MEMBER | |
| CONWAY, JOHN JAMES | PRINCIPAL FINANCIAL OFFICER (FINOP) | 1584619 |
| DE ANDRADE, ROBERTO CARLOS | MANAGER | 5841299 |
| JEAN-BAPTISTE, ALEX | CHIEF COMPLIANCE OFFICER | 6828963 |
| ODONNELL, DANIEL GLENN | MANAGER | 3160132 |
| ODONNELL, NIALL | PRINCIPAL OPERATIONS OFFICER | 6830897 |
| REMAK, MICHAEL DAVID | CEO/MANAGER | 2914374 |
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 18,347,749,864 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
