Thomas Edward Livingston
Professional Summary
Thomas Edward Livingston was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1979 - 2022. Thomas had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
47 years in the financial services industry
Current & Past Employments
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Current Firm
HALLIDAY FINANCIAL, LLC | HRC SERVICES, INC. | HRC INVESTMENT SERVICES, INC.
Contact Information
Main Address
725 Glen Cove Avenue, Glen Head, NY 11545Mailing Address
725 Glen Cove Anuene, Glen Head, NY 11545Phone Number
(516) 671-1099Established
New York since 05/13/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (47 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HRC INVESTMENT SERVICES, INC. | DIRECT PARENT OF HALLIDAY FINANCIAL, LLC | — |
| PINO, RACHEL HOLSTE | FINOP, CCO, MANAGING MEMBER | 2381976 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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