Steven C. Palmitier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Craig Palmitier was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1986. Steven had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2017 - October 11, 2022
SAMMONS FINANCIAL NETWORK, LLC
January 9, 2002 - December 31, 2016
PARKLAND SECURITIES, LLC
November 4, 1996 - February 9, 2002
WALNUT STREET SECURITIES, INC.
January 9, 1991 - November 6, 1996
HORNOR, TOWNSEND & KENT, LLC
December 1, 1988 - August 16, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 24, 1986 - December 31, 1988
CONSECO FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 3/25/1979
Registered Representative ExaminationCurrent Firm
SAMMONS FINANCIAL NETWORK, LLC
CRD#: 158538 / SEC#: , 8-68905
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
