Evan R. Rosser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evan Rhys Rosser, who also goes by Evan Rhys Rosser III, was a registered financial professional .
Evan is a previously registered financial professional and started their career in finance in 2015. Evan had worked at 5 firms and has passed the SIE, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2023 - February 15, 2024
HUDSON EXECUTIVE SECURITIES LLC
October 18, 2019 - April 3, 2020
MARSHBERRY CAPITAL, LLC.
October 31, 2018 - August 19, 2024
SEALION CAPITAL, LLC
June 4, 2018 - August 30, 2022
HEDGEMARK SECURITIES LLC
September 15, 2015 - July 10, 2017
COLLINGWOOD CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
HUDSON EXECUTIVE SECURITIES LLC
CRD#: 312594 / SEC#: , 8-70677
Contact information
Documents
Red Flags
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