Bonita E. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bonita Elise Clark, who also goes by Bonita E Clark, Bonita Clark, Bonnie Clark, Bonita Elise Nielsen, was a registered financial professional .
Bonita is a previously registered financial professional and started their career in finance in 1979. Bonita had worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 31, Series 7, Series 8, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2009 - March 5, 2012
MORGAN STANLEY
June 1, 2009 - March 5, 2012
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
August 9, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
August 9, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
August 6, 2004 - May 9, 2006
MORGAN STANLEY DW INC.
August 6, 2004 - May 9, 2006
MORGAN STANLEY DW INC.
May 28, 1999 - May 10, 2004
UBS FINANCIAL SERVICES INC.
June 12, 1998 - May 10, 2004
UBS FINANCIAL SERVICES INC.
February 24, 1998 - May 13, 1998
GLENFED BROKERAGE SERVICES
April 5, 1994 - November 3, 1997
NEBRASKA HUDSON COMPANY, INC.
February 18, 1983 - April 7, 1994
DREYFUS BROKERAGE SERVICES, INC.
September 20, 1981 - February 2, 1983
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
March 26, 1979 - July 27, 1981
JOSEPH SEBAG INCORPORATED
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/19/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
