Michael P. Michaud
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Michaud, who also goes by Mickey Patrick Michaud, Mickey Michaud, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1979. Michael had worked at 17 firms and has passed the Series 63, Series 5, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2004 - March 14, 2013
R.W. TOWT & ASSOCIATES
May 26, 1998 - September 24, 1998
HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC
April 22, 1998 - December 31, 2003
MISSION SECURITIES CORPORATION
August 5, 1997 - April 23, 1998
CENTEX SECURITIES, INCORPORATED
August 4, 1994 - November 10, 1995
J. A. OVERTON & CO., INC.
August 31, 1992 - July 22, 1994
LAM WAGNER, INC.
November 18, 1991 - August 31, 1992
AIMCO SECURITIES COMPANY, INC.
June 14, 1990 - October 30, 1991
TITAN/VALUE EQUITIES GROUP, INC.
January 23, 1989 - May 24, 1990
REMINGTON SECURITIES, INC.
June 28, 1988 - February 13, 1989
TRADEMARK INVESTMENT SERVICES, INC.
June 23, 1987 - June 24, 1988
XELAN SECURITIES CORPORATION
November 18, 1985 - June 27, 1987
THOMSON MCKINNON SECURITIES INC.
November 26, 1984 - November 23, 1985
SUTRO & CO. INCORPORATED
June 25, 1984 - December 6, 1984
WEDBUSH SECURITIES INC.
February 9, 1981 - July 5, 1984
RAUSCHER PIERCE REFSNES, INC.
May 14, 1980 - March 6, 1981
JEFFERIES EXECUTION SERVICES, INC.
March 26, 1979 - May 21, 1980
CALIFORNIA MUNICIPAL INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/12/1981
Interest Rate Options ExaminationCurrent Firm
R.W. TOWT & ASSOCIATES
CRD#: 128837 / SEC#: , 8-66182
Contact information
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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