Deborah P. Font
Professional summary
Deborah Patricia Font, who also goes by Deborah Patricia Horton, is a registered financial professional currently at AUSTIN ATLANTIC CAPITAL INC. located in Coral Gables, Florida.
Deborah is registered as a RR (Registered Representative) and started their career in finance in 1979. Deborah has worked at 13 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Deborah Patricia Font's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2023 - Present
AUSTIN ATLANTIC CAPITAL INC.
Office #1: 1 Alhambra Plaza Suite 100, Coral Gables, FL 33134September 21, 2021 - October 18, 2021
FIDELITY BROKERAGE SERVICES LLC
September 21, 2016 - August 17, 2021
AUSTIN ATLANTIC CAPITAL INC.
December 5, 2013 - November 5, 2014
LEVELX CAPITAL LLC
August 1, 2006 - August 1, 2013
MESIROW FINANCIAL, INC.
June 23, 2004 - February 23, 2006
CIBC WORLD MARKETS CORP.
November 16, 1999 - June 21, 2004
NBC CAPITAL MARKETS GROUP, INC.
October 4, 1996 - November 22, 1999
CARDINAL CAPITAL MANAGEMENT, INC.
August 20, 1993 - October 1, 1996
DINNER KEY ADVISORS INCORPORATED
September 4, 1990 - August 17, 1993
SHAY GOVERNMENT SECURITIES CO.
September 4, 1990 - August 17, 1993
SHAY FINANCIAL SERVICES CO.
September 7, 1988 - September 18, 1990
SHAY FINANCIAL GROUP INCORPORATED
June 4, 1987 - March 28, 1988
THOMSON MCKINNON SECURITIES INC.
November 3, 1986 - May 6, 1987
WACHOVIA SECURITIES, INC.
March 26, 1979 - November 6, 1981
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 10/23/2023
General Securities Representative ExaminationFINRA
Current Firm
AUSTIN ATLANTIC CAPITAL INC.
CRD#: 43981 / SEC#: , 8-50509
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
AUSTIN ATLANTIC CAPITAL INC.
CRD#: 43981Coral Gables, FL 33134TRUST BUT VERIFY
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