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DF

Deborah P. Font

AUSTIN ATLANTIC CAPITAL
Coral Gables, FL 33134
Some features on this profile are disabled
CRD#: 863855
DF

Professional summary


Deborah Patricia Font, who also goes by Deborah Patricia Horton, is a registered financial professional currently at AUSTIN ATLANTIC CAPITAL INC. located in Coral Gables, Florida.

Deborah is registered as a RR (Registered Representative) and started their career in finance in 1979. Deborah has worked at 13 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Deborah Patricia Horton

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Deborah Patricia Font's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 23, 2023 - Present

AUSTIN ATLANTIC CAPITAL INC.

Office #1: 1 Alhambra Plaza Suite 100, Coral Gables, FL 33134
BD
CRD#: 43981
Coral Gables, FL
Past

September 21, 2021 - October 18, 2021

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
JACKSONVILLE, FL
Past

September 21, 2016 - August 17, 2021

AUSTIN ATLANTIC CAPITAL INC.

BD
CRD#: 43981
CORAL GABLES, FL
Past

December 5, 2013 - November 5, 2014

LEVELX CAPITAL LLC

BD
CRD#: 117028
BROOKLYN, NY
Past

August 1, 2006 - August 1, 2013

MESIROW FINANCIAL, INC.

BD
CRD#: 2764
CHICAGO, IL
Past

June 23, 2004 - February 23, 2006

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

November 16, 1999 - June 21, 2004

NBC CAPITAL MARKETS GROUP, INC.

BD
CRD#: 18229
MEMPHIS, TN
Past

October 4, 1996 - November 22, 1999

CARDINAL CAPITAL MANAGEMENT, INC.

BD
CRD#: 24605
MIAMI, FL
Past

August 20, 1993 - October 1, 1996

DINNER KEY ADVISORS INCORPORATED

BD
CRD#: 30069
Past

September 4, 1990 - August 17, 1993

SHAY GOVERNMENT SECURITIES CO.

BD
CRD#: 27214
Past

September 4, 1990 - August 17, 1993

SHAY FINANCIAL SERVICES CO.

BD
CRD#: 27215
IRVING, TX
Past

September 7, 1988 - September 18, 1990

SHAY FINANCIAL GROUP INCORPORATED

BD
CRD#: 22346
Past

June 4, 1987 - March 28, 1988

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
Past

November 3, 1986 - May 6, 1987

WACHOVIA SECURITIES, INC.

BD
CRD#: 431
Past

March 26, 1979 - November 6, 1981

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/8/2025)
RR
Alaska
(7/8/2025)
RR
Arizona
(3/24/2025)
RR
Arkansas
(7/8/2025)
RR
Colorado
(12/19/2024)
RR
Connecticut
(3/17/2025)
RR
Delaware
(7/8/2025)
RR
District of Columbia
(4/10/2025)
RR
Florida
(12/10/2024)
RR
Georgia
(7/8/2025)
RR
Hawaii
(7/8/2025)
RR
Idaho
(12/10/2024)
RR
Indiana
(8/28/2025)
RR
Iowa
(7/8/2025)
RR
Kansas
(7/8/2025)
RR
Kentucky
(7/8/2025)
RR
Louisiana
(12/10/2024)
RR
Maine
(7/8/2025)
RR
Maryland
(2/4/2025)
RR
Massachusetts
(11/7/2025)
RR
Michigan
(7/8/2025)
RR
Minnesota
(7/14/2025)
RR
Mississippi
(7/8/2025)
RR
Missouri
(9/9/2025)
RR
Nebraska
(7/8/2025)
RR
Nevada
(7/8/2025)
RR
New Hampshire
(9/15/2025)
RR
New Jersey
(7/9/2025)
RR
New Mexico
(9/22/2025)
RR
New York
(7/8/2025)
RR
North Carolina
(7/8/2025)
RR
North Dakota
(10/6/2025)
RR
Ohio
(7/9/2025)
RR
Oklahoma
(9/18/2025)
RR
Oregon
(9/16/2025)
RR
Pennsylvania
(7/8/2025)
RR
Rhode Island
(7/8/2025)
RR
South Carolina
(7/8/2025)
RR
South Dakota
(7/8/2025)
RR
Tennessee
(7/8/2025)
RR
Utah
(7/8/2025)
RR
Vermont
(7/8/2025)
RR
Virgin Islands
(9/3/2025)
RR
Virginia
(7/8/2025)
RR
Washington
(7/8/2025)
RR
West Virginia
(7/8/2025)
RR
Wisconsin
(7/8/2025)
RR
Wyoming
(9/18/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 7/8/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/23/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AA
AUSTIN ATLANTIC CAPITAL INC.
AUSTIN ATLANTIC CAPITAL INC. | SHAY FINANCIAL SERVICES, INC. | PROVENANCE FINANCIAL INC.

CRD#: 43981 / SEC#: , 8-50509

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
1 Alhambra Plaza Suite 100, Coral Gables, FL 33134
Mailing Address
1 Alhambra Plaza Suite 100, Miami, FL 33134
Phone number
(305) 507-1536
Established
Florida since 08/13/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
AUSTIN ATLANTIC INC.SHAREHOLDER
RODRIGUEZ, AARON NETZAHUALCOYOTLCFO5421965
ROWE, KEVIN ANTHONYCHIEF COMPLIANCE OFFICER4641264
SHAY JR, RODGER DAVIDPRESIDENT AND COO1008086

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AUSTIN ATLANTIC CAPITAL INC.

CRD#: 43981Coral Gables, FL 33134

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