Peter P. Homans

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CRD#: 863829

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Parkman Homans was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 1979. Peter had worked at 9 firms and has passed the Series 63, Series 7, Series 3, Series 27, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 31, 2012 - September 9, 2014

WOOD (ARTHUR W.) COMPANY, INC.

CRD#: 3798

BOSTON, MA

Past

February 29, 2012 - August 16, 2012

OPPENHEIMER & CO. INC.

CRD#: 249

ATLANTA, GA

Past

April 10, 2006 - January 5, 2012

RICE, VOELKER, LLC

CRD#: 39838

MANDEVILLE, LA

Past

May 13, 1991 - October 17, 2000

H.C.WAINWRIGHT & CO., LLC

CRD#: 375

NEW YORK, NY

Past

September 28, 1990 - May 7, 1991

PXP SECURITIES CORP.

CRD#: 22898

HARTFORD, CT

Past

June 1, 1990 - October 4, 1990

H.C.WAINWRIGHT & CO., LLC

CRD#: 375

NEW YORK, NY

Past

February 1, 1984 - June 28, 1990

HOMANS, MCGRAW, TRULL, VALEO & CO., INC.

CRD#: 14647

Past

February 25, 1980 - January 27, 1984

J.P. MORGAN SECURITIES LLC

CRD#: 79

Past

May 14, 1979 - March 22, 1980

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

March 26, 1979 - May 12, 1980

STOCKCROSS FINANCIAL SERVICES, INC.

CRD#: 6670

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 5/8/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/21/2006

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 8/3/1982

National Commodity Futures Examination

Principal/Supervisory Exam

Series 27

Date: 3/17/1984

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 3/12/1984

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/6/1984

General Securities Principal Examination

Current Firm

WOOD (ARTHUR W.) COMPANY, INC.

ARTHUR W. WOOD COMPANY | WOOD (ARTHUR W.) COMPANY, INC. | THE NEW ENGLAND COMPANY | ARTHUR WOOD INVESTMENT ADVISORS | ARTHUR W. WOOD COMPANY, INC.

CRD#: 3798 / SEC#: , 8-3368

Approved by SEC on 01/01/1936

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Contact information

Main Address

Mailing Address

Phone number

Established

Massachusetts since 09/01/1899

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MCCARTHY, DONALD PHILIP	DIRECTOR, PRESIDENT/CEO, CCO	858923

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter P. Homans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OPPENHEIMER & CO. INC.

RICE, VOELKER, LLC

H.C.WAINWRIGHT & CO., LLC

PXP SECURITIES CORP.

H.C.WAINWRIGHT & CO., LLC

HOMANS, MCGRAW, TRULL, VALEO & CO., INC.

J.P. MORGAN SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

STOCKCROSS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/8/2006

Series 7

Date: 3/21/2006

Series 3

Date: 8/3/1982

Series 27

Date: 3/17/1984

Series 4

Date: 3/12/1984

Series 24

Date: 2/6/1984

Current Firm

WOOD (ARTHUR W.) COMPANY, INC.

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WOOD (ARTHUR W.) COMPANY, INC.

TRUST BUT VERIFY

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