Carroll D. Davenport

TCM

Germantown, TN 38138

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CRD#: 863746

Professional summary

Carroll Douglas Davenport, who also goes by Carroll Douglas Davenport Sr, Carroll Douglas Davenport, Doug Davenport, is a registered financial advisor currently at TCM located in Germantown, Tennessee.

Carroll is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Carroll has worked at 12 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carroll Douglas Davenport Sr | Carroll Douglas Davenport | Doug Davenport

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carroll Douglas Davenport's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2017 - Present

TCM

Office #1: 1730 S. Germantown Rd. Suite 224, Germantown, TN 38138

RIA

CRD#: 289583

Germantown, TN

Past

October 18, 2016 - October 4, 2017

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

CORDOVA, TN

Past

October 18, 2010 - August 8, 2012

DAVENPORT INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 155227

ATLANTA, GA

Past

April 16, 2003 - March 31, 2010

ATLANTA INVESTMENT COUNSEL LLC

RIA

CRD#: 112407

ATLANTA, GA

Past

October 8, 1998 - May 23, 2001

DONALDSON & CO., INCORPORATED

CRD#: 15404

ATLANTA, GA

Past

July 22, 1997 - September 23, 1998

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

June 12, 1991 - March 15, 1996

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

July 26, 1989 - June 24, 1991

SOUTHEASTERN ADVISORY GROUP, INC.

CRD#: 17041

ATLANTA, GA

Past

December 19, 1986 - February 17, 1989

C&O FUNDS DISTRIBUTOR, INC.

CRD#: 13238

Past

August 13, 1986 - October 29, 1986

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

Past

February 7, 1984 - April 21, 1986

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Past

March 26, 1979 - February 6, 1984

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TCM

TCM | TRINITY CAPITAL MANAGEMENT, LLC

CRD#: 289583 / SEC#: 801-111684

RIA

Registered Investment Advisory firm - (9/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(9/18/2017)

IAR

Tennessee
(9/21/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/16/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/17/1979

General Securities Representative Examination

Current Firm

TCM

TCM | TRINITY CAPITAL MANAGEMENT, LLC

CRD#: 289583 / SEC#: 801-111684

RIA

Registered Investment Advisory firm - (9/15/2017 Approved)

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Contact information

Main Address

1730 S. Germantown Rd. Suite 224, Germantown, TN 38138

Mailing Address

Phone number

(901) 757-4448

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRINITY CAPITAL MANAGEMENT, LLC 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	791
AUM (Assets Under Management)	$ 144,796,236

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carroll D. Davenport

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carroll Douglas Davenport's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

DAVENPORT INVESTMENT MANAGEMENT, LLC

ATLANTA INVESTMENT COUNSEL LLC

DONALDSON & CO., INCORPORATED

LEHMAN BROTHERS INC.

WALNUT STREET SECURITIES, INC.

SOUTHEASTERN ADVISORY GROUP, INC.

C&O FUNDS DISTRIBUTOR, INC.

TRUIST INVESTMENT SERVICES, INC.

KIDDER, PEABODY & CO. INCORPORATED

THE ROBINSON-HUMPHREY COMPANY, LLC

Primary Firm SEC Registration

TCM

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/2016

Series 63

Date: 3/16/1984

Series 7

Date: 3/17/1979

Current Firm

TCM

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TCM

TRUST BUT VERIFY

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