William H. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Hyrum Clark was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1979. William had worked at 7 firms and has passed the Series 63, Series 5, Series 7, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 1987 - April 14, 1987
FITZGERALD, DEARMAN & ROBERTS, INC.
July 6, 1984 - January 2, 1987
EQUITY-ONE CORPORATION
March 2, 1984 - July 20, 1984
CAPITAL CONSULTANTS, INC.
June 14, 1983 - March 12, 1984
MATTHEW R. WHITE INVESTMENT COMPANY INCORPORATED
March 16, 1982 - June 10, 1983
CITIGROUP GLOBAL MARKETS INC.
January 6, 1982 - April 5, 1982
FPI SECURITIES, INC.
March 26, 1979 - September 11, 1981
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 6/30/1982
Interest Rate Options ExaminationCurrent Firm
FITZGERALD, DEARMAN & ROBERTS, INC.
CRD#: 317 / SEC#: , 8-11768
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
