Alida J. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alida Jayne Ostrinsky Smith, who also goes by Alida Jayne Ostrinsky, was a registered financial professional .
Alida is a previously registered financial professional and started their career in finance in 1979. Alida had worked at 4 firms and has passed the Series 6TO, SIE and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2017 - September 11, 2023
ALLIANCE-ONE INVESTMENTS, LLC
October 30, 2012 - December 4, 2014
NEW ENGLAND SECURITIES
April 1, 2006 - August 11, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
January 1, 1996 - April 1, 2006
TOWER SQUARE SECURITIES, INC.
March 15, 1979 - April 3, 1995
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 40
Date: 3/8/1979
Registered Principal ExaminationCurrent Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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