Jack J. Calhoun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Jetton Calhoun SR., who also goes by Jack Jetton Calhoun, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1979. Jack had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2003 - November 14, 2014
CAPITAL DIRECTIONS LLC
February 17, 1989 - January 3, 1995
KEOGLER, MORGAN & COMPANY, INC.
July 14, 1986 - March 7, 1989
MARSHALL & CO. SECURITIES, INC.
August 26, 1985 - October 21, 1986
EASTERN CAPITAL SECURITIES, INC.
April 13, 1981 - September 3, 1985
THE ROBINSON-HUMPHREY COMPANY, LLC
March 12, 1979 - August 6, 1979
ALPHA RESEARCH CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/5/1979
Registered Representative ExaminationCurrent Firm
CAPITAL DIRECTIONS LLC
CRD#: 109762 / SEC#: 801-57269
Contact information
Regulatory assets under management
| Total Number of Accounts | 4,832 |
| AUM (Assets Under Management) | $ 3,860,426,206 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
