Garry E. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Garry Eugene Miller was a registered financial professional .
Garry is a previously registered financial professional and started their career in finance in 1979. Garry had worked at 5 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 1997 - December 31, 1998
CLEARING SERVICES OF AMERICA, INC.
March 29, 1994 - April 20, 1995
MACKEN SECURITIES, INC.
March 22, 1983 - March 19, 1993
CONSOLIDATED INVESTMENT SERVICES, INC.
July 11, 1979 - September 23, 1981
A. G. EDWARDS & SONS, INC.
March 12, 1979 - July 9, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLEARING SERVICES OF AMERICA, INC.
CRD#: 23623 / SEC#: , 8-40560
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Civil Event | 2 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
