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JC

James Carl Czirr

CRD# 863497·Registered 1979 - 1991
Previously Registered: Being a previously registered professional could mean that James is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

James Carl Czirr, who also goes by James C Czirr, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1979 - 1991. James had worked at 7 firms and has passed the Series 63, Series 7 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James C Czirr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

RCL NORTHWEST, INC.·CRD# 14101
BD
December 21, 1984 - February 5, 1991
U.S. MUTUAL SECURITIES CORP.·CRD# 7046
BD
September 6, 1983 - January 1, 1985
CADARET, GRANT & CO., INC.·CRD# 10641
BD
September 28, 1982 - August 19, 1983
INDEPENDENT FINANCIAL PLANNERS CORPORATION·CRD# 653
BD
August 4, 1982 - December 8, 1982
MUTUAL SERVICE CORPORATION·CRD# 4806
BD
March 9, 1981 - July 8, 1982
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
October 18, 1979 - March 14, 1980
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
March 15, 1979 - November 15, 1979

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Current Firm

RN
RCL NORTHWEST, INC.

LAVIGNE (RICHARD CHRISTMAN), INC. | RCL NORTHWEST, INC. | LAVIGNE SECURITIES, INC.

CRD#: 14101 / SEC#: 8-30240
BD
Expelled by FINRA on 09/25/1992

Contact Information

Established

Washington since 06/06/1983

Firm Type

Corporation

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1979About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1981About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Mar 1979

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JC
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