James C. Czirr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Carl Czirr, who also goes by James C Czirr, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1979. James had worked at 7 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 1984 - February 5, 1991
RCL NORTHWEST, INC.
September 6, 1983 - January 1, 1985
U.S. MUTUAL SECURITIES CORP.
September 28, 1982 - August 19, 1983
CADARET, GRANT & CO., INC.
August 4, 1982 - December 8, 1982
INDEPENDENT FINANCIAL PLANNERS CORPORATION
March 9, 1981 - July 8, 1982
MUTUAL SERVICE CORPORATION
October 18, 1979 - March 14, 1980
LOCUST STREET SECURITIES, INC.
March 15, 1979 - November 15, 1979
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/10/1979
Registered Representative ExaminationCurrent Firm
RCL NORTHWEST, INC.
CRD#: 14101 / SEC#: , 8-30240
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
