Norman R. Sehnoutka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Ralph Sehnoutka, who also goes by Norman Ralph Sehnoutka Jr, was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1979. Norman had worked at 8 firms and has passed the Series 63, SIE, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2016 - June 26, 2017
THE LEADERS GROUP, INC.
February 22, 2013 - November 11, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 8, 2009 - January 28, 2013
LPL FINANCIAL LLC
May 7, 2008 - September 8, 2009
ASSOCIATED SECURITIES CORP.
July 1, 2003 - April 16, 2008
WELLS FARGO CLEARING SERVICES, LLC
October 23, 1997 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
June 4, 1982 - June 15, 1998
PRUCO SECURITIES, LLC.
March 15, 1979 - April 8, 1985
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/11/1979
Registered Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
