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KA

Kris G. Anderson

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CRD#: 863278
KA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kris George Anderson was a registered financial professional .

Kris is a previously registered financial professional and started their career in finance in 1979. Kris had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 20, 2017 - November 6, 2018

REHMANN FINANCIAL NETWORK, LLC

BD
CRD#: 165027
Grand Rapids, MI
Past

December 5, 2013 - December 31, 2017

OSAIC WEALTH, INC.

RIA
CRD#: 23131
GRAND RAPIDS, MI
Past

February 26, 2010 - December 31, 2017

OSAIC WEALTH, INC.

BD
CRD#: 23131
GRAND RAPIDS, MI
Past

October 1, 2007 - February 26, 2010

TRIAD ADVISORS LLC

BD
CRD#: 25803
GRAND RAPIDS, MI
Past

March 20, 2007 - November 6, 2018

REHMANN WEALTH

RIA
CRD#: 123047
GRAND RAPIDS, MI
Past

May 20, 2005 - October 2, 2007

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
GRAND RAPIDS, MI
Past

July 1, 2003 - May 24, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
GRAND RAPIDS, MI
Past

July 1, 2003 - May 24, 2005

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

January 22, 2002 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA
CRD#: 7471
GRAND RAPIDS, MI
Past

August 25, 1989 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

March 1, 1979 - August 25, 1989

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 2/22/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/27/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/21/1981
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 2/15/1979
Registered Representative Examination

Current Firm

RF
REHMANN FINANCIAL NETWORK, LLC
REHMANN FINANCIAL NETWORK, LLC

CRD#: 165027 / SEC#: , 8-69134

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
4086 Legacy Parkway, Lansing, MI 48911
Mailing Address
4086 Legacy Parkway, Lansing, MI 48911
Phone number
(517) 316-2400
Established
Michigan since 07/06/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
REHMANN FINANCIAL GROUP, LLCPARENT COMPANY
GOODIN, DIANE MARIEFINOP/PFO3117840
KNIPPING, RONALD LEWISCEO2490894
SPITZLEY, NICOLE ANNECCO/POO5526351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REHMANN FINANCIAL NETWORK, LLC

CRD#: 165027

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