Patrick J. Powers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Joseph Powers was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1979. Patrick had worked at 3 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 24, 1987 - June 14, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
February 14, 1980 - December 24, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
March 6, 1979 - March 15, 1980
PROTECTED INVESTORS OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/27/1979
Registered Representative ExaminationCurrent Firm
INTEGRATED RESOURCES EQUITY CORPORATION
CRD#: 6403 / SEC#: , 8-15459
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
