Craig J. Woolman

STONEBASIN CAPITAL MANAGEMENT

BERWICK, IL 61417

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CRD#: 862898

Professional summary

Craig James Woolman is a registered financial advisor currently at STONEBASIN CAPITAL MANAGEMENT, INC. located in Berwick, Illinois.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Craig has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STERLING INVESTMENT SERVICES, INC. BROKER/DEALER 6250 N. RIVER ROAD ROSEMONT, ILLINOIS60018 PARTNER/FOUNDER I AM SEMI-RETIRED FROM THIS COMPANY I DEVOTE ABOUT 172 HOURS PER YEAR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig James Woolman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2007 - Present

STONEBASIN CAPITAL MANAGEMENT, INC.

Office #1: 996 120th Street, Berwick, IL 61417

RIA

CRD#: 143383

BERWICK, IL

Past

May 28, 1986 - September 22, 2009

ACADEMY SECURITIES, INC.

CRD#: 17433

ROSEMONT, IL

Past

December 4, 1980 - November 7, 1983

ROSE & COMPANY INVESTMENT BROKERS, INC.

CRD#: 6132

Past

September 2, 1980 - December 18, 1980

A. G. EDWARDS & SONS, INC.

CRD#: 4

Past

February 26, 1979 - September 1, 1980

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/26/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/9/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/23/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/17/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 2/18/1986

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/20/1986

General Securities Principal Examination

Current Firm

STONEBASIN CAPITAL MANAGEMENT, INC.

STONEBASIN CAPITAL MANAGEMENT | STONEBASIN CAPITAL MANAGEMENT, INC.

CRD#: 143383 / SEC#:

Illinois

Registered Investment Advisory firm - (3/26/2007 Approved)

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Contact information

Main Address

Berwick, IL

Mailing Address

Phone number

(309) 426-1591

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Craig J. Woolman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig James Woolman's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEBASIN CAPITAL MANAGEMENT, INC.

ACADEMY SECURITIES, INC.

ROSE & COMPANY INVESTMENT BROKERS, INC.

A. G. EDWARDS & SONS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 1/9/2007

Series 63

Date: 7/23/1979

Series 7

Date: 2/17/1979

Series 4

Date: 2/18/1986

Series 24

Date: 1/20/1986

Current Firm

STONEBASIN CAPITAL MANAGEMENT, INC.

Contact information

Documents

Red Flags

Company Information

STONEBASIN CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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