Michael H. Jordan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Harris Jordan, who also goes by Michael H Jordan, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1979. Michael had worked at 14 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 1999 - October 30, 2001
QUINT CAPITAL CORPORATION
April 23, 1993 - August 30, 1993
PARAGON CAPITAL MARKETS, INC.
January 5, 1993 - April 2, 1993
INVESTORS ASSOCIATES, INC.
March 21, 1985 - July 10, 1985
HUBERMAN SECURITIES CORP.
March 14, 1985 - June 26, 1985
J. W. GANT & ASSOCIATES, INC.
November 8, 1983 - March 11, 1985
FIRST BOCA SECURITIES, INC.
November 15, 1982 - October 25, 1983
SOUTHEAST SECURITIES OF FLORIDA, INC.
June 16, 1982 - September 27, 1982
UBS FINANCIAL SERVICES INC.
December 3, 1981 - April 22, 1982
BLINDER, ROBINSON & CO., INC.
June 10, 1980 - June 8, 1982
M. S. WIEN & CO., INC.
March 4, 1980 - July 13, 1980
ROONEY, PACE INC.
December 17, 1979 - February 29, 1980
ROSS, STEBBINS INC.
August 31, 1979 - January 23, 1984
JAY W. KAUFMANN & CO.
February 26, 1979 - October 14, 1979
NORBAY SECURITIES INC.
Primary Firm SEC Registration
QUINT CAPITAL CORPORATION
CRD#: 26586 / SEC#: 801-128990, 8-42649
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUINT CAPITAL CORPORATION
CRD#: 26586 / SEC#: 801-128990, 8-42649
Contact information
SEC notice filing (8 States and Territories)
FINRA licenses (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 98 |
| AUM (Assets Under Management) | $ 162,105,666 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
