Jeffrey B. Altieri

NOVEM GROUP

Rochester, NY 14625

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CRD#: 862821

Professional summary

Jeffrey Bernard Altieri, who also goes by Jeffrey B Altieri, Jeffrey Altieri, is a registered financial advisor currently at NOVEM GROUP located in Rochester, New York.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Jeffrey has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey B Altieri | Jeffrey Altieri

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PENFIELD COUNTRY CLUB - NOT INVESTMENT-RELATED; 1784 JACKSON RD, PENFIELD, NY 14526; DIRECTOR; START DATE 9/24/2025; 10-12 HR/MONTH; 3-4 HR/MONTH DURING MARKET HRS; OVERSEE MANAGEMENT AND OPERATIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Bernard Altieri's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2021 - Present

NOVEM GROUP

Office #1: 350 Linden Oaks Suite 140, Rochester, NY 14625

RIA

CRD#: 158964

Rochester, NY

Past

May 29, 2009 - March 17, 2021

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

ROCHESTER, NY

Past

May 29, 2009 - March 17, 2021

RBC CAPITAL MARKETS, LLC

CRD#: 31194

ROCHESTER, NY

Past

October 6, 2000 - May 29, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ROCHESTER, NY

Past

January 16, 2000 - May 29, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ROCHESTER, NY

Past

July 19, 1996 - October 12, 2000

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

April 3, 1988 - July 26, 1996

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

May 5, 1987 - January 30, 1989

FINANCIAL SQUARE PARTNERS

CRD#: 1541

Past

June 1, 1984 - May 8, 1987

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

September 2, 1983 - June 26, 1984

ADVEST, INC.

CRD#: 10

Past

February 10, 1982 - September 6, 1983

MOSELEY SECURITIES CORPORATION

CRD#: 7908

Past

September 4, 1980 - June 5, 1982

FOSTER & CO. EQUITIES, INC.

CRD#: 7622

Past

February 26, 1979 - March 22, 1980

E. F. MILLER MUNICIPALS INC.

CRD#: 7125

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NOVEM GROUP

AMERICAN ADVISORY GROUP | NOVEM GROUP | APFS WEALTH MANAGEMENT, INC. | APFS WEALTH MANAGEMENT, INC

CRD#: 158964 / SEC#: 801-72741

RIA

Registered Investment Advisory firm - (9/22/2011 Approved)

Georgia

Registered Investment Advisory firm - (10/28/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/29/2021)

IAR

South Carolina
(4/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/19/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/30/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/17/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 8/7/1987

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

NOVEM GROUP

AMERICAN ADVISORY GROUP | NOVEM GROUP | APFS WEALTH MANAGEMENT, INC. | APFS WEALTH MANAGEMENT, INC

CRD#: 158964 / SEC#: 801-72741

RIA

Registered Investment Advisory firm - (9/22/2011 Approved)

Georgia

Registered Investment Advisory firm - (10/28/2014 Terminated)

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Contact information

Main Address

350 Linden Oaks Suite 140, Rochester, NY 14625

Mailing Address

Phone number

(585) 348-9525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B - HERENDEEN (3/24/2025)

ADV PART 2B - MURRAY (3/24/2025)

ADV PART 2B - BARTOLOTTA (3/24/2025)

ADV PART 2B - RACO (3/24/2025)

ADV PART 2B - ROEHRIG (3/24/2025)

ADV PART 2B - MANUEL (3/24/2025)

ADV PART 2B - ESTEVES (3/24/2025)

ADV PART 2B - MORGAN (3/24/2025)

ADV PART 2B - UGONE JAMES (3/24/2025)

ADV PART 2B - TOWER (3/24/2025)

ADV PART 2B - SIMONETTI (3/24/2025)

ADV PART 2B - DEAL (3/24/2025)

ADV PART 2B - BURKE (3/24/2025)

ADV PART 2B - PALUMBOS (3/24/2025)

ADV PART 2B - GERLACH (3/24/2025)

ADV PART 2B - LEAR (3/24/2025)

ADV PART 2B - GENTILE (3/24/2025)

ADV PART 2B - SPRINGER (3/24/2025)

ADV PART 2B - ALTIERI (3/24/2025)

ADV PART 2B - FROEHLICH (3/24/2025)

ADV PART 2B - GATTI (3/24/2025)

ADV PART 2B - WAGNER (3/24/2025)

ADV PART 2B - GIANCURSIO (3/24/2025)

ADV PART 2B - ALBRECHT (3/24/2025)

ADV PART 2B - REINERTSON (3/24/2025)

ADV PART 2B - TAYLOR (3/24/2025)

ADV PART 2B - UGONE GAVIN (3/24/2025)

ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	5,074
AUM (Assets Under Management)	$ 1,413,641,568

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey B. Altieri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Bernard Altieri's CRS (Customer Relationship Summary).

Certified licenses

Experience

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

LEGG MASON WOOD WALKER, INCORPORATED

TUCKER ANTHONY INCORPORATED

FINANCIAL SQUARE PARTNERS

TUCKER ANTHONY INCORPORATED

ADVEST, INC.

MOSELEY SECURITIES CORPORATION

FOSTER & CO. EQUITIES, INC.

E. F. MILLER MUNICIPALS INC.

Primary Firm SEC Registration

NOVEM GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 1/19/1994

Series 63

Date: 12/30/1983

SIE

Date: 10/1/2018

Series 7

Date: 2/17/1979

Series 8

Date: 8/7/1987

Current Firm

NOVEM GROUP

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NOVEM GROUP

TRUST BUT VERIFY

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