Michael A. Mandracchia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Mandracchia, AIF®, who also goes by Mike Mandracchia, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2021 - January 2, 2026
TRG INVESTMENT ADVISORS, LLC
May 15, 2006 - August 24, 2021
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
May 15, 2006 - August 24, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 18, 2006 - May 16, 2006
MML INVESTORS SERVICES, LLC
October 19, 2005 - May 16, 2006
MML INVESTORS SERVICES, LLC
May 14, 1999 - April 27, 2001
KEYBANC CAPITAL MARKETS INC.
July 16, 1996 - May 14, 1999
KEY INVESTMENTS INC.
October 28, 1993 - July 17, 1996
CITICORP SECURITIES, INC.
Primary Firm SEC Registration
TRG INVESTMENT ADVISORS, LLC
CRD#: 315629 / SEC#: 801-122090
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRG INVESTMENT ADVISORS, LLC
CRD#: 315629 / SEC#: 801-122090
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 534 |
| AUM (Assets Under Management) | $ 1,113,838,194 |
Red Flags
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