Edward K. Levi

LAZARI CAPITAL MANAGEMENT

Woodland Hills, CA 91303

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CRD#: 862732

Professional summary

Edward Kelly Levi is a registered financial advisor currently at LAZARI CAPITAL MANAGEMENT, INC. located in Woodland Hills, California.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Edward has worked at 8 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Kelly Levi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2018 - Present

LAZARI CAPITAL MANAGEMENT, INC.

Office #1: 6928 Owensmouth Ave. #200, Woodland Hills, CA 91303

RIA

CRD#: 172932

Woodland Hills, CA

Past

December 9, 2016 - June 21, 2017

OAKSHORE PARTNERS, LLC

RIA

CRD#: 285727

BEVERLY HILLS, CA

Past

June 2, 2015 - February 26, 2016

MUTUAL SECURITIES, INC.

CRD#: 13092

BEVERLY HILLS, CA

Past

May 27, 2015 - October 5, 2018

BEVERLY HILLS WEALTH MANAGEMENT, LLC

RIA

CRD#: 152031

BEVERLY HILLS, CA

Past

June 1, 2009 - May 7, 2015

MORGAN STANLEY

RIA

CRD#: 149777

BEVERLY HILLS, CA

Past

June 1, 2009 - May 7, 2015

MORGAN STANLEY

CRD#: 149777

BEVERLY HILLS, CA

Past

June 1, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

BEVERLY HILLS, CA

Past

June 1, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

BEVERLY HILLS, CA

Past

July 8, 1997 - June 14, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BEVERLY HILLS, CA

Past

August 24, 1989 - June 14, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BEVERLY HILLS, CA

Past

February 26, 1979 - July 6, 1989

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAZARI CAPITAL MANAGEMENT, INC.

IRON HILL WEALTH MANAGEMENT | TOTAL RETIREMENT PLAN SERVICES, INC. | POLARIS CAPITAL ADVISORS, LLC | LAZARI CAPITAL MANAGEMENT, INC. | KARAPETIAN, MICHAEL L

CRD#: 172932 / SEC#: 801-112927

RIA

Registered Investment Advisory firm - (4/23/2018 Approved)

California

Registered Investment Advisory firm - (9/19/2018 Terminated)

Florida

Registered Investment Advisory firm - (8/20/2018 Terminated)

Nevada

Registered Investment Advisory firm - (9/21/2018 Terminated)

Texas

Registered Investment Advisory firm - (8/20/2018 Terminated)

Virginia

Registered Investment Advisory firm - (8/21/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/23/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/26/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/4/1993

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/17/1979

General Securities Representative Examination

Current Firm

LAZARI CAPITAL MANAGEMENT, INC.

IRON HILL WEALTH MANAGEMENT | TOTAL RETIREMENT PLAN SERVICES, INC. | POLARIS CAPITAL ADVISORS, LLC | LAZARI CAPITAL MANAGEMENT, INC. | KARAPETIAN, MICHAEL L

CRD#: 172932 / SEC#: 801-112927

RIA

Registered Investment Advisory firm - (4/23/2018 Approved)

California

Registered Investment Advisory firm - (9/19/2018 Terminated)

Florida

Registered Investment Advisory firm - (8/20/2018 Terminated)

Nevada

Registered Investment Advisory firm - (9/21/2018 Terminated)

Texas

Registered Investment Advisory firm - (8/20/2018 Terminated)

Virginia

Registered Investment Advisory firm - (8/21/2018 Terminated)

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Contact information

Main Address

6928 Owensmouth Ave. #200, Woodland Hills, CA 91303

Mailing Address

Phone number

(818) 264-0610

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B (10/1/2025)

ADV PART 2A - LCMI (10/1/2025)

Regulatory assets under management

Total Number of Accounts	1,068
AUM (Assets Under Management)	$ 614,623,292

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward K. Levi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Kelly Levi's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAKSHORE PARTNERS, LLC

MUTUAL SECURITIES, INC.

BEVERLY HILLS WEALTH MANAGEMENT, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

LAZARI CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/23/1990

SIE

Date: 2/26/2016

Series 3

Date: 8/4/1993

Series 7

Date: 2/17/1979

Current Firm

LAZARI CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAZARI CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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