Hugh H. Stebbins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hugh Herve Stebbins was a registered financial professional .
Hugh is a previously registered financial professional and started their career in finance in 1979. Hugh had worked at 12 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2016 - December 12, 2017
NATIONAL SECURITIES CORPORATION
October 20, 2015 - July 13, 2016
ADIRONDACK TRADING GROUP LLC
July 10, 2000 - April 3, 2002
SECURITIES AMERICA, INC.
December 1, 1999 - October 21, 2015
J.P. TURNER & COMPANY, L.L.C.
June 21, 1999 - November 19, 1999
SUNPOINT SECURITIES, INC.
January 18, 1995 - June 24, 1999
LPL FINANCIAL LLC
April 16, 1993 - January 27, 1995
G.R. STUART & COMPANY, INC.
February 3, 1988 - April 7, 1993
UBS FINANCIAL SERVICES INC.
June 26, 1980 - February 20, 1988
PRUDENTIAL EQUITY GROUP, LLC
February 23, 1979 - April 10, 1980
AMERICAN EXPRESS FINANCIAL CORPORATION
February 23, 1979 - April 10, 1980
AMERIPRISE FINANCIAL SERVICES, LLC
February 23, 1979 - April 10, 1980
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/8/1979
Registered Representative ExaminationCurrent Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
