Christopher J. Jemapete
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Jemapete was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1979. Christopher had worked at 13 firms and has passed the Series 63, Series 65, Series 6, Series 7, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2012 - November 15, 2013
ALPS DISTRIBUTORS, INC.
April 29, 2010 - June 9, 2010
ALPS DISTRIBUTORS, INC.
July 14, 2004 - April 1, 2010
ALPS DISTRIBUTORS, INC.
April 2, 1997 - June 11, 2001
FIDELITY BROKERAGE SERVICES LLC
June 17, 1993 - December 31, 1995
POLARIS FINANCIAL SERVICES, INC.
February 26, 1993 - March 18, 1997
ALPS DISTRIBUTORS, INC.
May 1, 1991 - October 6, 1992
LEHMAN BROTHERS INC.
December 15, 1989 - December 31, 1990
AMUNDI DISTRIBUTOR US, INC.
June 20, 1985 - June 24, 1989
PENDRICK REEVES ASSOCIATES, INC.
October 31, 1983 - June 19, 1985
E. F. HUTTON & COMPANY INC
November 23, 1982 - November 16, 1983
ADVEST, INC.
May 26, 1982 - November 17, 1982
CARREAU, SMITH, INC.
September 12, 1980 - May 27, 1982
AMERICAN EXPRESS FINANCIAL CORPORATION
September 12, 1980 - May 27, 1982
AMERIPRISE FINANCIAL SERVICES, LLC
September 12, 1980 - May 27, 1982
IDS LIFE INSURANCE COMPANY
August 8, 1979 - August 29, 1980
USLIFE EQUITY SALES CORP.
February 22, 1979 - July 11, 1979
AMERICAN EXPRESS FINANCIAL CORPORATION
February 22, 1979 - July 11, 1979
AMERIPRISE FINANCIAL SERVICES, LLC
February 22, 1979 - July 11, 1979
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/1/1979
Registered Representative ExaminationCurrent Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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