Burton I. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Burton Ira Cohen, who also goes by Burton Cain, Burt Cohen, Burton I Cohen, was a registered financial professional .
Burton is a previously registered financial professional and started their career in finance in 1979. Burton had worked at 15 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2010 - May 1, 2013
MULTI-BANK SECURITIES, INC.
December 3, 2007 - May 1, 2008
AFA FINANCIAL GROUP, LLC
November 29, 2004 - April 19, 2007
MESIROW FINANCIAL, INC.
April 1, 2004 - November 12, 2004
CANTOR FITZGERALD & CO.
May 21, 1998 - April 23, 2004
ADVEST, INC.
August 19, 1996 - June 2, 1998
FIRST CLEARING, LLC
May 10, 1995 - August 20, 1996
MERIDIAN SECURITIES, INC.
December 15, 1992 - January 23, 1995
PRUDENTIAL EQUITY GROUP, LLC
July 25, 1987 - December 21, 1992
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.
March 12, 1986 - December 21, 1992
MARCUS, STOWELL & BEYE, INC.
October 8, 1985 - March 10, 1986
CADARET, GRANT & CO., INC.
October 27, 1982 - March 1, 1985
LINCOLN NATIONAL PENSION INSURANCE COMPANY
October 27, 1982 - March 1, 1985
OSAIC FA, INC.
October 28, 1980 - July 9, 1981
PACIFIC SELECT DISTRIBUTORS, LLC
February 23, 1979 - February 11, 1980
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/9/1979
Registered Representative ExaminationCurrent Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
