James W. Mcelroy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Willis Mcelroy JR, who also goes by James Willis Mcelroy, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1979. James had worked at 4 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 1985 - December 16, 1986
HUNTINGTON SECURITIES GROUP, INC.
June 3, 1985 - July 3, 1985
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
August 2, 1984 - September 17, 1984
HUNTINGTON SECURITIES GROUP, INC.
September 8, 1983 - January 30, 1984
HUNTINGTON SECURITIES GROUP, INC.
February 26, 1981 - September 10, 1982
ALL AMERICAN MANAGEMENT CORPORATION
February 23, 1979 - June 26, 1979
THE VARIABLE ANNUITY MARKETING COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 2/12/1979
Registered Representative ExaminationCurrent Firm
HUNTINGTON SECURITIES GROUP, INC.
CRD#: 10562 / SEC#: , 8-27482
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
