George H. Burnside
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Hugh Burnside was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1979. George had worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2008 - February 20, 2013
CENTAURUS FINANCIAL, INC.
April 24, 2008 - February 20, 2013
CENTAURUS FINANCIAL, INC.
July 2, 2007 - April 23, 2008
BRECEK & YOUNG ADVISORS, INC.
July 2, 2007 - April 23, 2008
BRECEK & YOUNG ADVISORS, INC.
August 4, 2006 - July 3, 2007
LEGACY ADVISORY SERVICES, INC.
August 4, 2006 - July 3, 2007
LEGACY FINANCIAL SERVICES, INC.
July 26, 2000 - August 3, 2006
CETERA ADVISORS LLC
May 16, 1995 - July 20, 2000
SUNAMERICA SECURITIES, INC.
June 23, 1987 - May 12, 1995
AVANTAX INVESTMENT SERVICES, INC.
February 22, 1985 - April 6, 1987
CONSOLIDATED INVESTMENT SERVICES, INC.
February 23, 1979 - December 12, 1983
SOUTHMARK FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/9/1979
Registered Representative ExaminationCurrent Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
