AS
Alan W. Scofield
SCOFIELD & COMPANY
Fairlawn, OH 44333
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CRD#: 862516
AS
Professional summary
Alan Wayne Scofield, who also goes by Al Scofield, is a registered financial advisor currently at SCOFIELD & COMPANY, LLC located in Fairlawn, Ohio and EDGETECH ANALYTICS, LLC located in Fairlawn, Ohio.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Alan has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Al Scofield
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Al Scofield is the CEO of EdgeTech Analytics, LLC. EdgeTech is develops and licenses software for investment professionals. As CEO Mr. Scofield sees to the day-to-day management of the company and its long-term goals. He devotes approximately thirty hours per week to his duties as CEO. This business is located at: 822 Kumho Drive, Suite 300, Fairlawn, Ohio 44333. Mr. Scofield is the President and Owner of Scofield and Company, LLC, an Ohio-registered investment advisory firm. Mr. Scofield devotes approximately 40 hours per month in his role as President of Scofield. This business is located at 822 Kumho Drive, Suite 300, Fairlawn, Ohio 44333. Mr. Scofield is the owner of Rayotech, LLC, a web-design and hosting company. He devotes negligible hours to this business and it is not securities related. It is located at 822 Kumho Drive, Fairlawn, Ohio 44333. EdgeTech Service Corporation, LLC was formed in February 2015, as a potential candidate organization to file as a Registered Investment Advisor with the State of Ohio. While this business was established with original intent, no business has been conducted at this time. Mr. Scofield is the owner and sole member of the company. EdgeTech Service Corporation is not an active business so Mr. Scofield devotes no time to it, nor does he have any duties in relation to it. 822 Kumho Drive Suite 300 Fairlawn Ohio, 44333 Scofield Family Holding Company, LLC. 822 Kumho Drive Suite 300 Fairlawn Ohio, 44333. This company holds interests in other companies. It is not investment related. Mr. Scofield is the President. The company was started in March, 2017 and Mr. Scofield spends less than 5 hours tending to it. This is done during and after trading hours. Fairfield Realty Holdings, LLC. 5741 Fairfield Lane, Wadsworth, Ohio 44281. This company holds interests in real estate. Mr. Scofield is the President and the company was started in August, 2017. Mr. Scofield spends less than 5 hours per month tending to it. This is done during and after trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Wayne Scofield's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2003 - Present
SCOFIELD & COMPANY, LLC
Office #1: 822 Kumho Drive Suite 300, Fairlawn, OH 44333RIA
CRD#: 105589
Fairlawn, OH
Current
April 21, 2015 - Present
EDGETECH ANALYTICS, LLC
Office #1: 822 Kumho Drive Suite 300, Fairlawn, OH 44333RIA
CRD#: 175038
Fairlawn, OH
Current
July 29, 2009 - Present
SILVER OAK SECURITIES, INCORPORATED
Office #1: 822 Kumho Drive Suite 300, Fairlawn, OH 44333RIA
BD
CRD#: 46947
Fairlawn, OH
Past
November 21, 1990 - July 28, 2009
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
AKRON, OH
Past
November 19, 1989 - November 23, 1990
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
August 26, 1980 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
February 14, 1979 - September 13, 1980
AMERICAN EXPRESS FINANCIAL CORPORATION
BD
CRD#: 6320
Past
February 14, 1979 - September 13, 1980
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Past
February 14, 1979 - September 13, 1980
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/18/2015)
RR
North Carolina(3/19/2015)
IAR
Ohio(6/30/2003)
RR
Ohio(8/4/2009)
RR
Pennsylvania(1/6/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 2/3/1979
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
S&
SCOFIELD & COMPANY, LLC
SCOFIELD & CO | SCOFIELD ALAN WAYNE | SCOFIELD & COMPANY, LLC
CRD#: 105589 / SEC#: 801-26687
RIA
Registered Investment Advisory firm - (3/19/2012 Terminated)Ohio
Registered Investment Advisory firm - (3/8/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
822 Kumho Drive Suite 300, Fairlawn, OH 44333
Mailing Address
Phone number
(330) 668-2616
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 95,700,000 |
Red Flags
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Company Information
SCOFIELD & COMPANY, LLC
CRD#: 105589Fairlawn, OH 44333TRUST BUT VERIFY
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