William S. Brenizer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Stanford Brenizer was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1979. William had worked at 5 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 79TO, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2020 - September 9, 2022
CURRENT CAPITAL SECURITIES LLC
May 15, 2012 - January 4, 2019
WELLS FARGO SECURITIES, LLC
August 4, 2004 - May 14, 2012
DC ADVISORY
June 29, 1998 - August 12, 2004
UBS SECURITIES LLC
February 22, 1979 - June 29, 1998
SBC WARBURG DILLON READ INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
CURRENT CAPITAL SECURITIES LLC
CRD#: 288891 / SEC#: , 8-69966
Contact information
FINRA licenses (3 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
